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Stockbroker Law
29 Wards Lane, Albany, NY 12204-2172, USA
(518) 426-7700
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Stockbroker Law

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Capital Region and Upstate New York Banks Are Selling Variable Annuity Contracts to Senior Citizens - Securities/Investment Law Update http://ow.ly/2tzDVS
Over the past several years, a number of banking institutions have been involved with the sale of variable annuities to retirees and senior citizens. These sales take place through their FINRA-registe...
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New York State Investor Protection Bureau - The Investor Protection Bureau of the State of New York is a division of the New York State Attorney http://ow.ly/2t4C44
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MetLife, Prudential, John Hancock, Manulife Financial, Verus Financial, LLC Agree to Forty Million Dollar Settlement Relating to Unclaimed Death Benefits http://ow.ly/2sxdHl
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FINRA Requires Verification of E-Mailed Instructions to Transmit or Withdraw Assets From Customer Accounts http://ow.ly/1meRhW
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Most Victimized Investors Don’t Know Their Rights!

Investment fraud and stockbroker fraud takes many different shapes and forms, and most investors don’t know their rights under the Securities Law. Wrongful trading activity in the accounts of the everyday American investor can include account churning, private placement fraud, breach of fiduciary duty, annuities fraud, stock manipulation, unauthorized trading, and embezzlement. Read more at Stockbroker Law Firm's Blog page.

Think you are a victimized investor and are seeking a securities fraud lawyer in Albany NY? Visit www.stockbrokerlaw.com.
Read our blog to know about fiduciary duty, private placements, litigation, arbitration, account churning & more. Call us at (518) 426-7700 to know more.
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STOCKBROKER LAW UPDATE:

On December 20, 2011 New York State Court of Appeals affirmed the order of the lower court dismissing the efforts of J.P. Morgan Investment Management, Inc., seeking a court determination that New York State’s Martin Act (General Business Law Art. 23-A) would preempt a victimized investor’s common law causes of action for breach of fiduciary duty and gross negligence.

In so holding, the Court held in Assured Guaranty (UK), Ltd. v. J.P. Morgan Investment Management, Inc.:

…we agree with plaintiff that the Martin Act does not preclude a private litigant from bringing a non-fraud common-law cause of action (decision), also noting “an injured investor may bring a common law claim (for fraud or otherwise) that is not entirely dependent on the Martin Act for its viability.”

We offer a free initial consultation to investors who feel they may have been victimized by the wrongdoing of an investment manager.
Looking for an investment fraud attorney in NY? Timothy J. O'Connor has been dealing in securities law, investment fraud & stock broker fraud for more than 25 years. Book an appointment with o...
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Living Benefit Annuities - Securities and Investment Law - In an article entitled Buying Your Own Pension, in the July/August 2012 edition of the AARP Bulletin http://ow.ly/2trFdI
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Investment/Securities Law Update: Equity – Indexed Securities – Not Safe for Most Senior Investors http://ow.ly/2tkf2W
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Broker Suspended by FINRA for Marking Solicited Trades as Unsolicited http://ow.ly/2sT9Ar
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Vermont Investors Entitled to Protections Under the Vermont Consumer Protection Law http://ow.ly/dRMRS
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Small Investors Get Stung by Short Selling - The FINRA Office of Dispute Resolution has reported the filing of a num... http://ow.ly/1lLWZc
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Although immediate annuities are oftentimes sold as a simple, straightforward, guaranteed investment, they can be packaged with many different forms and features. For example, Immediate annuities such as variable annuities are hybrid products, given their dual characteristics of being both insurance products and securities products.

Immediate annuities and immediate annuity products packaged in a variable annuity format typically include sub-account holdings with investments in the stock market, thereby constituting securities products. Most importantly, their value can decline with a drop in the stock market, with possibly devastating consequences. To read more about this topic, visit Stockbroker Law's blog at www.stockbrokerlaw.com.
Read our blog to know about fiduciary duty, private placements, litigation, arbitration, account churning & more. Call us at (518) 426-7700 to know more.
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Timothy J. O'Connor has been practicing Stockbroker and Personal Injury Law for more than 25 years. If you've lost money through the unsuitable, unauthorized, or fraudulent trading activities of your stockbroker, we can help you determine if it's possible to get your money back.

In addition, we provide legal representation in formal arbitration proceedings in order to claim and collect the money that's rightfully yours. We offer an initial consultation free of charge to help determine whether or not you have a valid claim for recovery.

Because we usually work on a contingency fee basis, we charge no legal fees unless a recovery is made. Clients remain responsible for all costs and disbursements incurred in pursuing a client claim. Please contact us for any additional information you might need.

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(518) 426-7700
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29 Wards Lane, Albany, NY 12204-2172, USA
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