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Hamilton & Associates Law Group
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SEC Charges Saverio Barbera with Insider Trading - On April 5, 2018, the Securities and Exchange Commission charged Saverio Barbera with tipping his brother and father with material nonpublic information about an upcoming corporate acquisition. The SEC's complaint, filed in the United States Distr...
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SEC Obtains Final Judgment Against Merrill Robertson Charged With Running $10 Million Fraud - On April 5, 2018, a federal district court in Richmond, Virginia has entered a final judgment against Merrill Robertson, Jr., a former football player charged by the Securities and Exchange Commission with defrauding investors, including coaches he...
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SEC Charges John Jumper with Stealing Millions from a Pension Plan - On April 18, 2018 the Securities and Exchange Commission charged John Jumper with stealing approximately $5.7 million from a Pennsylvania company's pension plan. According to the SEC's complaint filed in federal court in Memphis, Tennessee, on thr...
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Shane Fleming Charged with Insider Trading - On September 29, 2017, the Securities and Exchange Commission charged Shane Fleming, a middleman tipper, and six traders with insider trading ahead of the announcement that the company would be purchased and taken private. In a complaint filed in ...
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SEC Charges Michael Scronic with Engaging in Ponzi-like Scheme - On April 4, 2018, the Securities and Exchange Commission charged Michael Scronic with fraud stemming from lies to retail investors about the value of their investments in a Ponzi-like scheme. The SEC alleges that, starting in approximately 2010, M...
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SEC Charges Michael Liberty with Fraudulent Scheme to Defraud Investors and Misappropriate Funds - On April 4, 2018, the Securities and Exchange Commission has charged Michael Liberty, the founder of the fintech startup now known as Mozido, Inc., with a fraudulent scheme to trick hundreds of investors into investing in his shell companies instea...
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Operation Shell Expel in Retrospect -       When Jay Clayton was sworn in as Chairman of the Securities and Exchange Commission (SEC) in May 2017, he was perceived as a business-friendly choice.  While he is indeed committed to creating new opportunities for ...
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Court Grants Summary Judgment Motion against Iftikar Ahmed - On March 29, 2018, a federal district court in Connecticut granted the SEC's motion for summary judgment as to the liability of Iftikar Ahmed alleged to have fraudulently diverted money from the venture capital funds he advised. The SEC's action a...
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Regulation A+ Offering Disclosures - Regulation A+ Law Firm- Going Public Lawyers - Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and init...
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SEC Charges Amrit Chahal with Fraud - On April 16, 2018, the Securities and Exchange Commission charged Amrit Chahal with orchestrating an investment scheme over several years. The SEC's complaint alleges that, from at least February 2015, Amrit Chahal, of Fairfax, Va., used his compa...
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