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Emily Zulz
96 followers -
Reporter, writer, journalist, media professional and Midwest transplant to NYC.
Reporter, writer, journalist, media professional and Midwest transplant to NYC.

96 followers
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SEC fines EDGA, EDGX Exchanges $14 million—its largest fine against a national securities exchange.
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Suit filed by Pomerantz seeks to recover damages on behalf of all persons or entities who purchased RCS Capital securities between Feb. 12 and Oct. 31.
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Check out our LinkedIn page, and join in the fun!
Our ThinkAdvisor LinkedIn group is a great way to connect with other advisors and share ideas. Join, if you haven't!
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Vanguard expected to offer its first tax-exempt bond index fund and ETF in Q2 2015 
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Hester Peirce says FINRA lacks accountability to the government or the industry.
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‘I'm a recovering research analyst, so I am a skeptic of everything,’ Krawcheck said
Sallie Krawcheck talks Wall Street, #volatility, women and more in this Bloomberg TV interview. 
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+Hearsay Social adds new and enhanced tools to ease #socialmedia  compliance
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