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RIA Registrar
17 followers -
Your turn-key solution for RIA registration.
Your turn-key solution for RIA registration.

17 followers
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RIA Registrar's posts

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Should you manage your clients' assets yourself, or give that responsibility to a third-party money manager? We help you sort out the pros and cons on our blog: http://ow.ly/yhfKh
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Thinking about using social media to grow your firm? Here are some of the biggest social influencers in the RIA industry, and some lessons learned from the top movers and shakers: http://ow.ly/yhfFY
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Not sure how to handle the annual renewal process? Our annual renewal services ensure that your firm is correctly registered with both the SEC and state agencies. Find out more here: http://ow.ly/yhfA7

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RIA firms have both legal and ethical obligations to make sure that due diligence has been performed on the products they recommend. We put together an outline of what you need to know, and some resources you can use to make sure you stay on top of your due diligence requirements: http://ow.ly/xZtv3
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Here are the top five mistakes advisors make in managing their practices - and how to fix them: http://ow.ly/xZtng
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As an SEC registered firm you do not have to register with the state securities regulators. However, an SEC registered firm is required to notice file within each state where it conducts business, or if the firm has more than 5 clients with whom it provides investment advice to or engages in a business relationship with. Find out the answers to more common RIA questions, or ask your own, here: http://ow.ly/xZtiu
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Depending on your clients' situations, you may want to consider discussing private placements with them. Here's what you need to know about how they are different from other investments: http://ow.ly/xIQWK
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To be more forthright and transparent with your clients, you may need to cut down on the jargon you use in conversations with them. Here are some of the top buzzwords you should try to avoid: http://ow.ly/xIQT1
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Curious about what RIA Registrar can do to help your firm? Watch this short video to learn how we helped Bruce cut his RIA compliance costs by 30% with some of the support programs we offer. http://ow.ly/xIQR3

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Ready to start your own firm? The good news is that there's never been a better time to start! Here are some good resources for you as you get ready for independence: http://ow.ly/xs8Ex
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