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Legal & Compliance, LLC
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Legal & Compliance, LLC is a Corporate and Securities Law Firm
Legal & Compliance, LLC is a Corporate and Securities Law Firm

721 followers
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Regulation A; Offering Circular- http://bit.ly/2nDoB0L #LawCast

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Regulation A; Offering Circular- http://bit.ly/2nDoB0L #LawCast

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Regulation A; Offering Circular- http://bit.ly/2nDoB0L #LawCast

The Securities Act of 1933 was designed to regulate disclosure and truth in the purchase and sale of securities.

The SEC was formed as a response to the stock market crash of October 1929 and the following period of the Great Depression.

The mission of the SEC is to protect investors, maintain fair, orderly and efficient markets and facilitate capital formation.

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Regulation A; Integration- http://bit.ly/2oh4aES #LawCast

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Regulation A; Integration- http://bit.ly/2oh4aES #LawCast

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Regulation A; Integration- http://bit.ly/2oh4aES #LawCast

On March 27, 2017, the U.S. Supreme Court agreed to consider whether a publicly traded company can be sued for securities fraud by third parties for omitting “known trends or uncertainties” in filings to shareholders. Historically, companies did not have liability for management’s discussion of known trends or uncertainties but a recent New York court of appeals decision imposed such liability. The Supreme Court agreed to hear the appeal from the company defendant in that case.
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