Profile cover photo
Profile photo
Ziliak Law, LLC
17 followers -
Your Vision + Our Experience = Your Growth.℠
Your Vision + Our Experience = Your Growth.℠

17 followers
About
Posts

Post has attachment
The main takeaway from FINRA's first enforcement action against a cryptocurrency is that if you issue a new token that is tied to, backed by, or convertible into a security, then that new token is also a security.
Add a comment...

Post has attachment
There are 7 days left for you to comment on the proposed Volcker Rule changes. Here's what you need to know: https://ziliak.com/volcker-rule-changes/ #fintech #finreg
Add a comment...

Post has attachment
This Thursday, join us for #BlockchainBuzz and get all your blockchain and business questions answered!
Add a comment...

Post has attachment
Join us for #BlockchainBuzz on 9/20! We will welcome guests Alan Yong, CEO of DNotes Global, Inc. and Melvin Petties, CEO and Founder of Blockhive.org along with Emily Hayes, who will speak about Blockchain Regulatory Sandboxes.
Add a comment...

Post has attachment
Last month's SEC risk alert concerned common deficiencies in investment advisers’ compliance with the #AdvisersAct #compliance #finreg
Add a comment...

Post has attachment
While this opinion did little to dismantle the “administrative state,” it did set the stage for a future battle over executive agencies’ use of administrative proceedings and the executive’s power and control over administrative law judges. #FinReg #governance #SCOTUS
Add a comment...

Post has attachment
The Fifth Circuit rejected the increased regulatory burden entirely, and a retooled Fiduciary Rule is now open for public comment through Aug. 7th - we can help you file one. #finreg #finserv #compliance #SEC #fintech
Add a comment...

Post has attachment
Exploring digital currency? New regulations could change the industry overnight, so FinTech companies must be able to adapt immediately. #blockchain #bitcoin #finreg #fintech #cryptocurrency #cryptonews #btc #ico #hitBTC
Add a comment...

Post has attachment
Your vision + our experience = your growth.

We're proud to have helped clients Rick Kelley and Cole Sydnor fund rehabilitation and research projects, including this new hospital.
Add a comment...

Post has attachment
On May 22nd, the National Futures Association issued a memo that emphasized the importance of keeping anti-money laundering programs up to date and in compliance with the Bank Secrecy Act. #finreg #compliance
Add a comment...
Wait while more posts are being loaded