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Read FINRA FAQs concerning Rule 2273 for representatives who switch firms via JDSupra http://ow.ly/FfDt306rgW5
On December 16, 2015, the Financial Industry Regulatory Authority (FINRA) proposed Rule 2273 requiring brokers who move to a new firm to send an...
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Leo Hernandez's profile photo
 
Hi,

I represent a firm, RIA Products, which provides a marketplace of tech products and services to registered investment advisory firms. Currently, we are structuring our platform to feature a robust grouping of other fintech providers and financial services vendors.

We are reaching out to you because either we and/or our RIA-based clients have used (or currently use) your products.

We are seeking additional third-party relationships in the following:
- Third-Party vendors
- Affiliate vendors
- API Integration partners

May we request for a meeting to discuss your affiliate programs or partnership arrangements? Would you like to have your company/products featured on our website?


Best,

Leo Hernandez
R​roberson Consults Group
​2950 Buskirk Ave., Suite 300, Walnut Creek, CA 94597​
​Phone: ​​​​(650) 799-7915
Fax: (650) 479-3479
​​Consulting: www.robersonconsults.com
Compliance software: www.riareview.com
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Smarsh

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FINRAs 15 detailed questions about cross-selling programs & the incentives tied to them via InvestmentNews http://ow.ly/Ihey306rgW2
It shows Finra is carrying out its responsibility of regulating the industry and serving as the watchdog protecting the public.
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Smarsh

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How can businesses change the culture & improve info management & handling practices? via C-Suite http://ow.ly/G7rv306rgW1
How can today's information sinners quit the habit? Employees at every level and across every industry are reminded regularly that information is vital to their business. In order to make the most of business information, easy access is critical. Whether it's an email with the latest financial ...
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Smarsh

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Smarsh has been honored with a WealthManagement.com Industry Award for Technology-Compliance! This is as part of the publication's first program aimed at acknowledging excellence among vendors and suppliers serving the financial advisor community. http://ow.ly/SO4IN
The winners of the first-ever WealthManagement.com Industry Awards are forerunners of innovation and leadership in support of financial advisor success.
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Smarsh

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Check out the latest post on our blog by Lee Negroni, which discusses whether mortgage companies should be archiving their websites. http://ow.ly/SAlti
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Smarsh

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Text messages CAN be public records for government orgs http://ow.ly/S6lIJ
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Smarsh

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Survey: 84% of respondents said they've used big data to help block cybersecurity attacks via CSO http://ow.ly/ppBB306rgW4
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The race between cyber criminals & cybersecurity providers is challenging via NASDAQ http://ow.ly/nh6e306rgW3
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The Archiving Platform from Smarsh was recognized in Network World this week! http://ow.ly/SO9nD
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Mike Rhyasen's profile photo
 
This is great!
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How Facebook's unfriendly new privacy strictures are edging RIAs into the social media monster's business-page boonies http://ow.ly/SDuQi
Facebook cuts off data spigot archiving firms use clue in RIAs - Third-party data culling and archiving firms like Hearsay and Smarsh are scrambling for workarounds as the data spigot runs dry and new compliance challenges loom
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The role of third-party tools for Office 365 Compliance: http://ow.ly/S6m7n
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Can monitoring social media promote mortgage compliance and client relationships? http://ow.ly/S6kHK
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Tagline
Digital Communications Archiving & Compliance
Introduction

Smarsh® delivers cloud-based archiving solutions for the information-driven enterprise. The Smarsh platform provides a unified compliance and e-discovery workflow across the entire range of digital communications, including email, public and enterprise social media, websites, instant messaging and mobile messaging. With Smarsh, you can search and review all of your content in one place, creating efficiency and peace of mind.

Founded in 2001, Smarsh helps more than 20,000 organizations meet regulatory compliance, e-discovery and record retention requirements. The company is headquartered in Portland, Ore. with offices in New York City, Atlanta, Boston, Los Angeles and London. For more information, visit www.smarsh.com, follow @SmarshInc on Twitter or like Smarsh on Facebook at www.facebook.com/SmarshInc.

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1-866-SMARSH-1
Address
851 SW 6th Avenue, Suite 800 Portland, OR 97204