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Quest CE
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Quest CE

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Keep your senior staff and supervisors up-to-date on key provisions surrounding whistleblower compliance. #FirmElement #ELearning
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Quest CE

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Are you an accounting wiz that loves working with numbers AND great people? Let's talk! Apply for our open position today. #MKEjobs http://bit.ly/2hNMdKy
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The SEC plans to examine "the design and effectiveness of advisers’ compliance programs with respect to their oversight of advisory services provided at remote locations."
In the Risk Alert, the SEC announced an upcoming examination initiative that focuses on the supervisory practices of SEC-registered investment advisers.
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Time is running out! Have you launched your 2016 #FINRA #FirmElement program? https://lnkd.in/eSerjUY
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Mark your calendars for these important 2017 dates and deadlines.
In an Information Notice released December 5, 2016, FINRA outlined several due dates for annual filings in 2017, including annual audit/FOCUS reports.
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The SEC has changed the way it does business in enforcement – from the way it identifies misconduct to its investigative processes.
Over the years, the SEC has changed the way it does business in enforcement – from the way it identifies misconduct to its investigative processes.
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You heard it here first, Quest CE is on the move! http://bit.ly/2j50jYa
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FINRA underlines the importance of training through recent disciplinary action. 
According to the entry of findings, the representative instructed her assistant to complete her Firm Element continuing education coursework on her behalf.
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Why do we love the holidays? Beyond the festive decorations and delicious homemade treats, it gives us the chance to make a special holiday video for your Yule-tide enjoyment! So, without further ado, we give you Quest CE’s first (and most likely last) music album, “NOW THAT’S WHAT I CALL QUESTMAS, VOL. 1.”
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Training is often looked at as another "business line item" but perhaps it's time to consider it for more of a starring role in your compliance program, rather than a secondary lead.
If you were given the choice between two different pilots – one that is trained, the other not – which one would you choose? The answer seems like a pretty simple one, doesn't it? Not surprisingly, investors feel the same way about their financial representatives. Keeping your firm up-to-date ...
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The search is on! We're looking for a high-energy Sales Executive to join our growing team. Is it you? Apply today: http://bit.ly/2fXf40E #MKEjobs
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Training the whole firm will get something out of!
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10850 W Park Pl #1000 Milwaukee, WI 53224
10850 West Park Place #1000USWisconsinMilwaukee53224
(877) 593-3366questce.com
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