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Meyer Wilson
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Meyer Wilson founding attorney David Meyer will take part in a presentation discussing the Ponzi scheme run by William Apostelos as part of the 2018 Ohio Securities Conference on October 26 that will be held at the Westin Downtown Hotel in Columbus, OH.
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The Securities and Exchange Commission (SEC) announced that it charged four Transamerica entities $97.6 million for its misconduct in misleading retail investors with faulty investment models.
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Meyer Wilson is excited to announce that founding attorney David Meyer was selected to the 2019 list of the Best Lawyers in America, an honor he has received every year since 2011.
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The Financial Industry Regulatory Authority (FINRA) recently released a warning to investors about fraudsters claiming to be executives at the corporation in order to add credibility to their offerings.
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The Securities and Exchange Commission (SEC) recently announced that they fined Merrill Lynch, Pierce, Fenner & Smith Inc. more than $15 million over charges of its employees misleading customers to overpaying for their Residential Mortgage Backed Securities (RMBS).
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Mike Rufino, the head of the Financial Industry Regulatory Authority (FINRA) member regulation, recently outlined how the organization defines a high-risk broker during its annual conference in Washington.
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Meyer Wilson is currently investigating Madison Timber Properties LLC and its owner over allegations that the $85 million operation was nothing more than a Ponzi scheme.
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Geneos Wealth Management Inc., Securities America Advisors Inc., and PNC Investments recently settled with the Securities and Exchange Commission (SEC) over charges of breaching fiduciary duty which resulted in the generation of millions of dollars of improper fees.
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In order to better protect this group of people, the Financial Industry Regulatory Authority (FINRA), adopted new rules to allow brokers to take additional steps to protect senior investors and other specific groups, the first nationally standardized protection of its type in the nation.
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While using a company to help you gather all of your financial information in one location may be convenient, it’s important to know exactly how these data aggregators conduct business in order to protect yourself from potential security and privacy risks.
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