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Jason M. Kueser
Works at The Kueser Law Firm
Attended University of Missouri–Kansas City
Lives in Lee's Summit, MO
1,767 followers|54,580 views
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Jason M. Kueser

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"The Securities and Exchange Commission is examining the extent to which dealers using alternative trading systems and broker's brokers are engaged in anti-competitive practices such as blocking or filtering out competitors from being able to bid on their municipal securities"
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"Former SAC Capital Advisors LP fund manager Mathew Martoma, who was found guilty Feb. 6 in the most lucrative insider-trading scheme ever, is scheduled to be sentenced June 10 and may face as many as 20 years in prison." #securitiesfraud
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#FINRA and the #SEC have taken a "pledge" to focus on alternative investment and complex investment sales.
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A proposed FINRA rule "could give arbitrators more authority in referring cases for disciplinary action."
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A senior director of #FINRA has recently stated that in some cases involving money laundering,"

the failure to supervise rests with the adviser, not the firm"
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"U.S. regulators said Thursday they plan to scrutinize whether asset managers have policies to prevent and detect cyber attacks and are properly safeguarding against security risks that could arise from vendors having access to their systems."
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Jason M. Kueser

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#SEC Commissioner says "regulators should focus on 'points of failure' such as computerized links between stock exchanges and so-called mini-flash crashes in stocks."
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US securities regulators are paying attention to financial advisers' social media posts
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#FINRA has proposed a rule that "would require brokers to factor in fees and commissions when listing share prices" of nontraded REITs.  Why has this taken so long?
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Bank of America is encouraging employees to look for opportunities to cross-sell new products and services to existing clients.  Will existing clients' trust be exploited?
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The #SEC is going to be keeping an eye on transfers of client money from/between advisory accounts and brokerage accounts.  This has been a hot button topic as of late as concerns have arisen as to whether such transfers are for the client's benefit (or the adviser's financial benefit).
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"Brokers who want to set up their own advisory businesses have a lot of compliance issues to consider, especially when they plan to hold licenses through both of the top U.S. securities regulators instead of just one."
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In his circles
414 people
Have him in circles
1,767 people
Tracey Cen's profile photo
Chris Limberopoulos's profile photo
John Daspit's profile photo
Paul Altman's profile photo
Steve Williams's profile photo
Raymond Chandler's profile photo
Lee Pearlman's profile photo
Sachar News's profile photo
Prabhu Dev's profile photo
Work
Occupation
Attorney, Lawyer
Employment
  • The Kueser Law Firm
    Attorney, Lawyer, 2009 - present
Places
Map of the places this user has livedMap of the places this user has livedMap of the places this user has lived
Currently
Lee's Summit, MO
Previously
Kansas City, MO
Story
Tagline
Securities Fraud Attorney and former financial adviser committed to protecting the rights of investors by recovering investment losses
Introduction

Jason M. Kueser is the Principal Attorney for The Kueser Law Firm, P.C.  Jason has spent his legal career representing individuals, groups, and companies in litigation and arbitration.  In addition, he has, and continues to represent clients in class action litigation. 

Jason has business and legal experience in the financial services industry.  He is a former Registered Representative and Investment Advisor Representative, and also worked as an accountant for a investment management company. 

Jason is currently admitted to the Missouri Bar, and the Kansas Bar, as well as the U.S. District Court for the Western District of Missouri, the U.S. District Court for the District of Kansas, and the Eighth Circuit Court of Appeals.  In addition, he is a member of the American Bar Association, the Kansas City Metropolitan Bar Association, and PIABA (Public Investors Arbitration Bar Association).  He serves on the editorial board of the PIABA Bar Journal and has written articles that have been published in law reviews, industry legal publications, and newspapers. 

In addition to his law degree, Jason has an MBA in Finance and a B.S. in Accounting.

DISCLAIMER - The choice of an attorney is an important one and should not be based solely upon advertisements such as this website. Past results afford no guarantee of future results. Every case is different and must be judged on its own merits.

*Any information submitted via this website may not be secure and/or confidential. Merely contacting this attorney does not establish an attorney-client relationship.
Bragging rights
Proud parent of 2 boys; little league baseball coach
Education
  • University of Missouri–Kansas City
    Law, 2002 - 2005
  • University of Missouri–Kansas City
    MBA - Finance, 1998 - 2000
  • University of Missouri–Kansas City
    Accounting, 1993 - 1997
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Gender
Male
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reviewed a year ago
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Food: ExcellentDecor: ExcellentService: Excellent
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reviewed 2 years ago
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The best chiropractor in town.
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reviewed 2 years ago