Profile cover photo
Profile photo
CCL Limited
2 followers
2 followers
About
Posts

Post has attachment
CCL's Regulatory Update: India Edition - April 2018.

This month includes:

Notification to Scheduled Commercial Banks, Fifteen NBFCs Surrender their Certificates of Registration to RBI, Limit on Orders and Requirement of Empanelment of System Auditors for Algorithmic,Trading in Commodity Derivatives

Click for details
Add a comment...

Post has attachment
Earlier this week, our Managing Director, Nigel Pasea, had the privilege of delivering the key note speech at the Annual Securities and Commodities Authority (SCA) and Union of Arab Securities Authorities Conference - Promoting Foreign Investment in Financial Markets. Nigel shared his views, as a consultant, a practitioner and a former regulator, on the key trends that are developing both globally and regionally, and the impact, and opportunities, that those trends may have on the regional Capital Markets.
#Dubai #UAE #SCA #capitalmarkets #uasa #foreigninvestment
Photo
Add a comment...

Post has attachment
CCL Regulatory Update: Middle East Edition - January 2018
This edition includes - DFSA and Central Bank of Bahrain Sign MoU, ADGM Introduces Enhanced Prudential Regime, UAE Removed from the EU Tax Blacklist, GDPR – Appointment of Data Protection Officers, Financial Services Group Nordea Bans Bitcoin Trading, KPMG Faces Probe Over Carillion Audit
Add a comment...

Post has attachment

CCL Regulatory Update: Middle East Edition - December 2017
This edition includes - DFSA Signs FinTech Agreements with Hong Kong Authorities, Amendments to DFSA Form Regarding CIR Returns, CNBC Unveils Plans for Middle East Headquarters in Abu Dhabi, ADGM Partners with Daman to Enhance Abu Dhabi’s Insurance FinTech, UAE Included in EU Tax Haven Blacklist, Dutch Subsidiary of Russia's Alfa Bank Raided in Money Laundering Inquiry
Add a comment...

Post has attachment
This months Middle East Regulatory Update includes updates and developments from the DFSA and ADGM/FSRA, HSBC Fined $175m Over ‘Unsound’ FX Trading and Bank of America to Pay $5M in Fines Over Trading Activities. Click the link for the full update
Add a comment...

Post has attachment
The latest Middle East edition of the regulatory update includes - DFSA Takes Action Against Former Deutsche Bank Employee, Bahrain Issue Crowdfunding Regulations and ‘Big Four’ Accountants KPMG and PwC Fined Millions.
Click for details
Add a comment...

Post has attachment
The Middle East edition of our Regulatory Update for July includes -
- DFSA Issues Letter to SEO’s Regarding Retail OTC Derivatives
- Number of Licensed Companies in DIFC up 6.2% in First Half of 2017
- Two UAE Firms Falsely Claim to be DFSA Regulated
- DFSA Fines and Bans Former SEO

#DFSA #DIFC #ADGM #FSRA
Add a comment...

Post has attachment
The Middle East edition of our Regulatory Update for June includes -
- DFSA Releases CP 113 and CP 114.
- Fourth EU Money Laundering Directive Effect on DIFC Branches and Subsidiaries.
- ADGM Makes Changes to Fund Regulations.
- GCC Countries Cut Diplomatic Ties with Qatar.
- Barclays Charged with Fraud in Qatar Case
- OFAC Fines AIG for Drafting Error in Global Insurance Policies

#DFSA #DIFC #ADGM #FSRA
Add a comment...

Post has attachment
CCL's Regulatory Update: Middle East Edition - April & May 2017. Keep up to date with the latest regulatory developments through our Regulatory Updates. Sign Up to receive our monthly update directly: https://lnkd.in/ehBcDKF

This month includes:

- DFSA Signs International Agreement on Audit Oversight
- DIFC Companies Allowed Dual Licenses to Operate Across Dubai
- Proposed Miscellaneous Amendments to ADGM Regulations
- Application of Fund Rules to Asset Managers
- Qatar Financial Centre Regulatory Authority issue CP 2017/01
- UAE Insurance Authority Issue Second Draft of Proposed New Regulations
- ESMA Watchdog Wants Tougher Conditions for Credit Ratings Compiled Outside EU
- Saudi CMA Enforcement Action
Add a comment...

Post has attachment
CCL's Regulatory Update: Middle East Edition - March 2017. Keep up to date with the latest regulatory developments through our Regulatory Updates. Sign Up to receive our monthly update directly: https://lnkd.in/ehBcDKF

This month includes:

- DFSA Issue CP No. 112
- DIFCA Release CP No. 1, March 2017
- DFSA Hold Outreach Session for Registered Auditors
- ADGM Sign CA with MAS
- UAE Central Bank Issue New Capital Adequacy Regulations for UAE Banks
- Changes to Qatar’s Commercial Banking and Insurance Sector
- OCB Sign MoU with CBI
- UAE Push for Gender Balance
- OCB Sign MoU with CBI
- UAE Push for Gender Balance
Add a comment...
Wait while more posts are being loaded